Phillip Smith
Phillip Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Eugene, OR, with 8 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
450 Country Club Rd, Ste 330, Eugene, OR, 97401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phillip is an independent insurance agent selling fixed insurance products, dedicating full-time hours to this activity. He also works as a financial professional for Tidepool Wealth Strategies, providing financial and insurance services under a DBA, spending full-time hours per week, including a significant portion during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations11 states
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