Paul Hutchings
Paul Hutchings is a registered investment advisor at LPL Financial LLC, based in West Seneca, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
965 Union Road, West Seneca, NY, 14224
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul works in event management for the University at Buffalo Athletic Department, and is an IAR/Marketing Coordinator for Sgroi Wealth Advisory Group, LLC. He also dedicates full-time hours to Sgroi Lawley Group LLC and sells life, accident, and health insurance, accounting for 6% of his business.
Employment History
Current Registrations
LPL Financial LLCBroker
Sgroi Wealth Advisory Group LLC
Previous Registrations
LPL Financial LLC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.