LM
CFA · CFP
LM
CFA · CFP

Luke Maddox

8 Years of Experience
Omaha, NE
BrokerSells Insurance

Luke Maddox is a CFA, CFP-designated registered investment advisor, based in Omaha, NE, with 8 years of industry experience.

Location

12801 Pierce St, Ste 300, Omaha, NE, 68144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Luke is an agent/broker for multiple fixed insurance sales companies, dedicating minimal time to each. Luke is also the treasurer for the Omaha Pickleball Club, spending a few hours per week on activities such as attending meetings and account reconciliation.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
May 2017 - August 2023 · 6 yrs 3 mos
Securian Financial Services, INC.Broker
March 2017 - August 2023 · 6 yrs 5 mos
State Registrations15 states
COFLIAIDILINKSMAMNMONDNESCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luke Maddox - Financial Advisor | TrueAdvisor