Brett Elliott
Brett Elliott is a registered investment advisor at Golden State Wealth Management, LLC, based in Carlsbad, CA, with 8 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 4,192 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee for asset management and comprehensive portfolio management will not exceed 2.00%. Fees are negotiable and billed quarterly in advance. Different programs custodied with LPL Financial have separate maximum fee caps ranging up to 2.95%.
Fee Estimator
Location
7750 El Camino Real, Suite 2E, Carlsbad, CA, 92009
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brett provides investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm, and uses the DBA Peek Wealth. He dedicates nearly full-time hours to these activities.
Employment History
Current Registrations
Golden State Wealth Management, LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
Edward Jones
Dunham & Associates Investment Counsel, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Justin Peek, CFPGolden State Wealth Management, LLC
- Nannette Belt, CFPInspiration Financial Planning
- Darcy Wolfe, CFPEdward Jones
- Matthew Brayer, CFPCarlsbad Wealth Advisory Group, INC.
- Jeffrey Lung, CFPStrategic Advisers LLC
- Mark Ealy, CFPIndependent Financial Group, LLC