Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)
Firm Size
45 advisors
Number of Clients
3,888 clients
Average Client Portfolio
$472K average
Assets Under Management
$1.8B

Fee Structure

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Location

7750 El Camino Real, Suite 2E, Carlsbad, CA, 92009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett provides investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm, and uses the DBA Peek Wealth. He dedicates nearly full-time hours to these activities.

Employment History
Current Registrations
Golden State Wealth Management, LLC
April 2024 - Present · 1 yr 10 mos
LPL Financial LLCBroker
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Edward Jones
November 2019 - April 2024 · 4 yrs 5 mos
Edward JonesBroker
November 2019 - April 2024 · 4 yrs 5 mos
Dunham & Associates Investment Counsel, INC.Broker
July 2017 - February 2019 · 1 yr 7 mos
State Registrations15 states
CACOCTFLILMAMDMIMNNVNYSCTNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brett Elliott - Financial Advisor | TrueAdvisor