NC
NC

Nicholas Ray Casatelli

7 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,538 clients
Average Client Portfolio
$410K average
Assets Under Management
$629.9M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

12258 Queenston Blvd, Suite F, Houston, TX, 77095

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is a sole proprietor offering and selling non-securities insurance, dedicating minimal time to this activity. He also acts as an IAR of a branch office under the name Covenant Wealth Management, but spends no time on this.

Employment History
Current Registrations
Woodstock Wealth Management, INC.
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Awm Financial Services INC.
April 2019 - May 2021 · 2 yrs 1 mo
AXA Advisors, LLCBroker
October 2017 - October 2018 · 1 yr
State Registrations2 states
NMTX
Advisor
Exams
No exam information available for this advisor.
Nicholas Ray Casatelli - Financial Advisor | TrueAdvisor