Nicolas Rhodes
Nicolas Rhodes is a registered investment advisor at Transamerica Retirement Advisors, LLC, based in Fairhope, AL, with 8 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,858 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 0.95% |
| $150K - $1000K | 0.90% |
| $1M+ | 0.80% |
You may qualify for a breakpoint fee reduction based upon certain products and/or services purchased and held through Transamerica. The fee breakpoint or discount, if attained, is applied to the entire balance of the account, not only the portion of the account that exceeds the breakpoint.
Fee Estimator
Location
Fairhope, AL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicolas is a musician under the name Nick Rhodes since January 2023, writing, recording, and performing music. This self-employment activity takes minimal time outside of trading hours.
Employment History
Current Registrations
Transamerica Investors Securities, LLC
Transamerica Retirement Advisors, LLC
Transamerica Investors Securities, LLCBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Adp Broker-Dealer, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.