Guilherme Rocha is a registered investment advisor at Morgan Stanley, based in Tampa, FL, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4050 West Boy Scout Boulevard, Tampa, FL, 33607
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2025 - Present · 1 yr
Morgan StanleyBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Charles Schwab & CO., INC.
December 2021 - June 2022 · 6 mos
Charles Schwab & CO., INC.Broker
December 2021 - June 2022 · 6 mos
Fisher Investments
February 2021 - November 2021 · 9 mos
TD Ameritrade Investment Management, LLC
July 2019 - January 2021 · 1 yr 6 mos
TD Ameritrade, INC.
July 2019 - January 2021 · 1 yr 6 mos
TD Ameritrade, INC.Broker
June 2019 - January 2021 · 1 yr 7 mos
Transamerica Retirement Advisors, LLC
August 2018 - June 2019 · 10 mos
Transamerica Investors Securities CorporationBroker
August 2018 - June 2019 · 10 mos
TD Ameritrade, INC.
October 2017 - July 2018 · 9 mos
TD Ameritrade Investment Management, LLC
October 2017 - July 2018 · 9 mos
TD Ameritrade, INC.Broker
May 2017 - July 2018 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.