Roberto Lopez
Roberto Lopez is a registered investment advisor at Nationwide Investment Advisors, LLC, based in Columbus, OH, with 8 years of industry experience. Roberto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 270,365 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Nationwide Investment Advisors (NIA) offers investment management through ProAccount. Here's how the fees work:
- Nationwide Retirement Program: You'll be charged up to 1.00% of your account balance annually. This fee is taken out of your account quarterly.
- Nationwide Governmental and Institutional Plans: You'll be charged up to 0.65% of your account balance annually. This fee is also taken out of your account quarterly.
These fees are negotiable at the plan level. The fees are in addition to any other fees your retirement plan may charge.
Location
One Nationwide Plaza, 03-07-202, Columbus, OH, 43215
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roberto is a soccer coach for Paradise Valley Unified School District and head coach at Glendale Community College, dedicating about a quarter of his time to the latter. He also works flexible hours for GoShare Inc. and drives for Uber and Lyft, dedicating minimal time to the latter two activities, and coaches for Peoria Unified School District, dedicating about 10-20% of his time.
Employment History
Current Registrations
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
Previous Registrations
CBIZ Investment Advisory Services, LLC
CBIZ Retirement Plan Advisory Services
CBIZ Financial Solutions, INC.Broker
Financial Engines Advisors L.L.C.
Sagepoint Financial, INC.
Woodbury Financial Services, INC.Broker
Sagepoint Financial, INC.Broker
Royal Alliance Associates, INC.Broker
Fsc Securities CorporationBroker
Charles Schwab & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.