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Alex Wong

Gradient Wealth Management
8 Years of Experience
Dublin, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Alex Wong is a registered investment advisor at Gradient Wealth Management, based in Dublin, OH, with 8 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 3 more. Their firm serves 4,553 clients with $610M in assets under management.

Gradient Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
4,553 clients
Average Client Portfolio
$134K average
Assets Under Management
$607.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is up to 2.00% of assets under management. Fees are negotiable and may vary based on the money manager selected and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6479 Reflections Drive, Suite 230, Dublin, OH, 43017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alex is an insurance agent selling fixed insurance products under the name Silver Bay Insurance, dedicating about half of his time to this activity. He also has several other business activities, including retail sales, notary services, and previously held positions in software and retail sales companies that are no longer active.

Employment History
Current Registrations
Gradient Wealth Management
January 2018 - Present · 8 yrs 9 mos
Gradient Securities, LLCBroker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Allstate Financial Services, LLCBroker
May 2017 - July 2017 · 2 mos
State Registrations7 states
FLIAILINKYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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