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Austin Cumblad

8 Years of Experience
Minneapolis, MN
Broker

Austin Cumblad is a registered investment advisor, based in Minneapolis, MN, with 8 years of industry experience.

Location

80 South Eighth Street, Suite 1500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Austin works as a relationship manager for Riverbridge Partners, LLC, an RIA, serving existing and new clients. This activity takes nearly full-time hours, with a significant portion during securities trading hours.

Employment History
Current Registrations
Imst Distributors, LLC
August 2018 - Present · 7 yrs 9 mos
Imst Distributors, LLCBroker
August 2018 - Present · 7 yrs 9 mos
Riverbridge
August 2017 - Present · 8 yrs 9 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Austin Cumblad - Financial Advisor | TrueAdvisor