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Alec Nasto

7 Years of Experience
New York, NY
Broker

Alec Nasto is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 14, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.
October 2021 - Present · 4 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2019 - September 2021 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2019 - September 2021 · 2 yrs 4 mos
UBS Financial Services INC.
August 2018 - May 2019 · 9 mos
UBS Financial Services INC.Broker
August 2018 - May 2019 · 9 mos
Lincoln Financial Advisors Corporation
July 2018 - August 2018 · 1 mo
Lincoln Financial Advisors CorporationBroker
June 2018 - August 2018 · 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alec Nasto - Financial Advisor | TrueAdvisor