Aaron T Armstrong

UBS Financial Services INC.

5 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

UBS Financial Services INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

9200 advisors

Number of Clients

1,134,581 clients

Average Client Portfolio

$713K average

Assets Under Management

$808.8B

Fee Structure

Minimum Investment:$25K

Minimum Annual Fee:$10,000

Location

Dallas, TX

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

UBS Financial Services INC.

March 2025 - Present · 11 mos

UBS Financial Services INC.Broker

June 2024 - Present · 1 yr 8 mos

UBS Financial Services INC.

June 2024 - Present · 1 yr 8 mos

Previous Registrations

Goldman Sachs & CO. LLCBroker

March 2020 - July 2024 · 4 yrs 4 mos

State Registrations39 states

ALARAZCACOCTDCDEFLGAHIILKSLAMAMNMOMTNCNDNENHNJNMNVNYOKORPASCSDTNTXUTVAVirgin IslandsWAWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.