CS
CFP
CS
CFP

Carrie Walters Shapiro

1 Year of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
143 advisors
Number of Clients
7,497 clients
Average Client Portfolio
$31.8M average
Assets Under Management
$238.6B

Fee Structure

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Location

One Parkview Plaza, Suite 620, Oakbrook Terrace, IL, 60181

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sageview Advisory Group, LLC
July 2025 - Present · 7 mos
Cap Strat
April 2025 - Present · 10 mos
Previous Registrations
Sanford C. Bernstein & CO., LLCBroker
June 2020 - October 2021 · 1 yr 4 mos
State Registrations15 states
CAFLGAIAILKSMEMINCNVNYPASCTXVA
Advisor
Exams
No exam information available for this advisor.