Gregory Shuman is a registered investment advisor, based in Des Moines, IA, with 7 years of industry experience.
Location
2015 Grand Avenue, Suite 100, Des Moines, IA, 50312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is an independent insurance broker since 2012, offering health and Medicare supplement insurance products. He is also a 1099 contractor for Leading Edge Insurance Marketing, LLC, dedicating about a third of his time to these activities.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Altitude Capital Management LLC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Principal Securities, INC.Broker
Principal Securities, INC.
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Retirement Wealth Advisors, LLC
Kinetic Investment Management, INC.
Gradient Advisors, LLC
Brookstone Capital Management LLC
Sequent Planning, LLC
Questar Asset Management, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.