Carly Hopkins
Carly Hopkins is a registered investment advisor at Stonebridge Financial Group, LLC, based in Wormleysburg, PA, with 7 years of industry experience. Carly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,457 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees do not exceed 2.00%. Fees are negotiable in individual cases. Accounts with options trading authorized may incur an additional fee ranging from 0.25% to 0.5%.
Fee Estimator
Location
602 North Front Street, Wormleysburg, PA, 17043
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carly works as a paraplanner and CA with Stonebridge Financial Group full-time, and as a licensed administrator with Private Client Services for about half her time. She is also a Notary Public of PA, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
Stonebridge Financial Group, LLC
Private Client Services, LLCBroker
Previous Registrations
Triad Advisors LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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