Nathan Paulsen is a registered investment advisor, based in Waukee, IA, with 4 years of industry experience.
Location
Waukee, IA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Voya Investments Distributor, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Voya Investment Management CO. LLC
February 2023 - Present · 3 yrs 3 mos
Voya Investments Distributor, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Principal Asset Management
May 2022 - December 2022 · 7 mos
Principal Funds Distributor, INC.Broker
January 2022 - December 2022 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.