Mark Millsap
Mark Millsap is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Clive, IA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12701 University Ave, Clive, IA, 50325
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Regulatory History (1)
Customer Dispute
July 2011Other Business ActivitiesSells Insurance
Mark operates as a DBA for his LPL business, dedicating full-time hours. He also works as an insurance broker selling non-variable insurance, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Princor Financial Services CorporationBroker
E.I. Sales, INC.Broker
Nwnl Management CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.