Peggy Hook is a registered investment advisor at Finances for Real Life, based in Lompoc, CA, with 4 years of industry experience. Peggy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 130 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.90% |
Charges are negotiable at the firm's discretion.
Fee Estimator
Location
3612 Constellation Road, Lompoc, CA, 93436
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Peggy is a notary for the State of California, dedicating minimal time. She also operates Finances for Real Life as a DBA for her LPL business and as a Registered Investment Advisor Hybrid, spending nearly full-time on investment advisory services through this firm.
Employment History
Current Registrations
Finances for Real Life
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.