Seth Willoughby is a CFP-designated registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7755 Montgomery Road, 2nd Floor, Cincinnati, OH, 45236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2021 - Present · 4 yrs 9 mos
Morgan StanleyBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - August 2021 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2017 - August 2021 · 4 yrs 1 mo
State Registrations18 states
AZCACOCTFLHIINKSKYMAMEMIMONYOHPASCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.