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Melissa Ligotti

7 Years of Experience
Portland, ME
1 DisclosureBroker

Melissa Ligotti is a registered investment advisor at Wells Fargo Advisors, based in Portland, ME, with 7 years of industry experience. Melissa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 Portland Square Ste 6A, Portland, ME, 04101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2018
Final
Employment History
Current Registrations
Wells Fargo Advisors
August 2023 - Present · 3 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Morgan Stanley
February 2020 - August 2023 · 3 yrs 6 mos
Morgan StanleyBroker
February 2020 - August 2023 · 3 yrs 6 mos
Ameriprise Financial Services, LLC.
July 2019 - March 2020 · 8 mos
Ameriprise Financial Services, INC.Broker
April 2019 - February 2020 · 10 mos
State Registrations47 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMOMSMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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