John Chase is a registered investment advisor at Wells Fargo Advisors, based in Portland, ME, with 46 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Portland Square Ste 6A, Portland, ME, 04101
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Regulatory History (1)
Customer Dispute
September 1993Other Business Activities
John is the personal representative for his father's estate, which is investment-related. This requires a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
First Union Securities, INC.
Advest, INC.Broker
Means Investment CompanyBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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