Brendan Lloyd is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1747 Pennsylvania Ave, Nw Ste 900, Washington, DC, 20006
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
August 2020 - November 2021 · 1 yr 3 mos
UBS Financial Services INC.Broker
January 2020 - November 2021 · 1 yr 10 mos
Janney Montgomery Scott LLC
December 2017 - January 2020 · 2 yrs 1 mo
Janney Montgomery Scott LLCBroker
October 2017 - January 2020 · 2 yrs 3 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.