Harold Heintz is a CFP-designated registered investment advisor at The Patriot Financial Group, LLC, based in Albany, NY, with 8 years of industry experience. Harold is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 8 more. Their firm serves 2,545 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual advisory fees generally range up to 2.00% of assets under management (up to 2.50% under the wrap fee program), depending on complexity and portfolio size. Fees are negotiable.
Fee Estimator
Location
292 Washington Avenue Ext., Suite 105, Albany, NY, 12203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Harold is a financial professional doing business as Flex Financial Planning, focusing on investments and wealth management, dedicating full-time hours to this endeavor. He is also an investment adviser representative at The Patriot Financial Group, LLC, spending a few hours per week, some of which are during trading hours.
Employment History
Current Registrations
The Patriot Financial Group, LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Securities America, INC.Broker
J.P. Morgan Securities LLCBroker
Nylife Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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