Duy Vo is a registered investment advisor, based in Lancaster, PA, with 7 years of industry experience.
Location
108 Foxshire Drive, Suite 2, Lancaster, PA, 17601
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Duy is an employee of Regal Wealth Advisors, spending full-time hours both generally and during trading.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
April 2023 - Present · 3 yrs 1 mo
J. W. Cole Advisors, INC.
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
November 2019 - April 2023 · 3 yrs 5 mos
Morgan Stanley
November 2019 - April 2023 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLC
November 2018 - November 2019 · 1 yr
Wells Fargo Clearing Services, LLCBroker
August 2018 - November 2019 · 1 yr 3 mos
American Portfolios Financial Services, INC.Broker
March 2018 - August 2018 · 5 mos
State Registrations5 states
DEGANYPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.