CP
CP

Colt Pierotti

7 Years of Experience
Bartlett, TN
Broker

Colt Pierotti is a registered investment advisor, based in Bartlett, TN, with 7 years of industry experience.

Location

3106 Kirby Whitten Rd., Bartlett, TN, 38134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colt is a board member for Dynasty Wealth Solutions, spending full-time on this activity, including nearly full-time on trading. He is also an advisory representative of a RIA, CIRA, dedicating about half his time, including about a quarter of his time on trading.

Employment History
Current Registrations
Cambridge Investment Research, INC.
October 2024 - Present · 1 yr 11 mos
Cambridge Investment Research Advisors, INC.
October 2024 - Present · 1 yr 11 mos
Cambridge Investment Research, INC.Broker
October 2024 - Present · 1 yr 11 mos
Previous Registrations
Ameriprise Financial Services, LLC
November 2022 - October 2024 · 1 yr 11 mos
Ameriprise Financial Services, LLCBroker
November 2022 - October 2024 · 1 yr 11 mos
UBS Financial Services INC.
April 2019 - November 2022 · 3 yrs 7 mos
UBS Financial Services INC.Broker
February 2019 - November 2022 · 3 yrs 9 mos
State Registrations11 states
ARCOFLGAIAKYMIMSNVTNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Colt Pierotti - Financial Advisor | TrueAdvisor