Michael Lam is a CFP-designated registered investment advisor, based in Austin, TX, with 8 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells fixed insurance products since 2021, dedicating minimal time to this activity. This activity is investment related.
Employment History
Current Registrations
Kestra Advisory Services, LLC
January 2026 - Present · 4 mos
Kestra Investment Services, LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Commonwealth Financial Network
April 2018 - January 2026 · 7 yrs 9 mos
Commonwealth Financial NetworkBroker
October 2017 - January 2026 · 8 yrs 3 mos
State Registrations19 states
AZCODEFLILINMDMEMNNCNJNYOHPARISCTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.