CC
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Christopher John Cummock

5 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
3,868 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$8.7B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.25%
$250K - $2.0M1.00%
$2.0M - $4.0M0.85%
$4.0M - $6.0M0.70%
$6.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.30%

The Registrant generally requires an annual minimum fee of $3,000 for its investment advisory services. The Registrant’s investment advisory fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$3,000
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Location

150 Spear Street, Suite 1600, San Francisco, CA, 94105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is the Founder and Principal of Waterfall Prospectus Investors, a startup and angel investing consulting firm. He advises startups on capital raises and early-stage development, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Parallel Advisors, LLC
December 2024 - Present · 1 yr 2 mos
Previous Registrations
O'donnell Financial Services, LLC
May 2024 - June 2024 · 1 mo
Independent Financial Group, LLCBroker
May 2024 - June 2024 · 1 mo
Independent Financial Group, LLC
May 2024 - June 2024 · 1 mo
Finalis Securities LLCBroker
September 2023 - May 2024 · 8 mos
Stonehaven, LLCBroker
December 2021 - September 2023 · 1 yr 9 mos
Mc Aureate
June 2021 - October 2023 · 2 yrs 4 mos
Tamalpais Asset Management, LLC
March 2020 - June 2021 · 1 yr 3 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Christopher John Cummock - Financial Advisor | TrueAdvisor