Thomas Margaritondo is a registered investment advisor, based in Hoboken, NJ, with 6 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Hoboken, NJ
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2025 - Present · 1 yr 2 mos
Meadowbrook Advisors
August 2025 - Present · 1 yr 2 mos
Previous Registrations
RBC Capital Markets, LLC
February 2024 - August 2025 · 1 yr 6 mos
RBC Capital Markets, LLCBroker
February 2024 - August 2025 · 1 yr 6 mos
UBS Financial Services INC.
September 2020 - March 2024 · 3 yrs 6 mos
UBS Financial Services INC.Broker
August 2020 - March 2024 · 3 yrs 7 mos
State Registrations2 states
NJTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Michael Walstedt, CFAReliant Wealth Advisory
- Brian Sheahen, CFP, PFSHudson Oak Wealth Advisory LLC
- Charles Natt, CFPMorgan Stanley
- Hazel Secco, CFPAlign Financial Solutions
- Pasqualino Ruffa, CFPLPL Financial LLC
- Alison Renvyle, CFPNeuberger Berman Bd LLC