Calvin Tseng is a registered investment advisor, based in Los Angeles, CA, with 8 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Calvin works as an associate advisor for SEIA, an RIA service. This is a nearly full-time role.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Seia
September 2019 - Present · 6 yrs 7 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2019 - August 2023 · 4 yrs
Cetera Advisor Networks LLCBroker
January 2018 - August 2019 · 1 yr 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.