Calvin Tseng is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 8 years of industry experience. Calvin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Calvin works as an associate advisor for SEIA, an RIA service. This is a nearly full-time role.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
Seia
Previous Registrations
Osaic Wealth, INC.Broker
Cetera Advisor Networks LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David Arakelyan, CFPCetera Investment Advisers LLC
- Deanna Adams, CFA
- Carol Cory, CFPPlanmember Securities Corporation
- Theodore Saade, CFP
- Michaela Hurtienne, CFP
- Charles Winn, CFAJ.P. Morgan Securities LLC