John Barrett is a registered investment advisor, based in Charlotte, NC, with 7 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4350 Congress Street, Suite 1000, Charlotte, NC, 28209
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sterling Capital Distributors, LLC
May 2026 - Present · 5 mos
Sterling Capital Distributors, LLCBroker
May 2026 - Present · 5 mos
Sterling Capital Management LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Resources Investment Advisors
January 2021 - November 2021 · 10 mos
Bb&t Institutional Investment Advisers, INC.
August 2019 - December 2020 · 1 yr 4 mos
Vanguard Marketing CorporationBroker
August 2017 - October 2018 · 1 yr 2 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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