Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
572 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$972.7M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
1355 Greenwood Cliff, Ste. 301, Charlotte, NC, 28204
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Laurel Wealth Advisors, LLC
August 2024 - Present · 1 yr 7 mos
Previous Registrations
Bofa Securities, INC.Broker
September 2019 - April 2021 · 1 yr 7 mos
Morgan Stanley
June 2018 - March 2019 · 9 mos
Morgan StanleyBroker
June 2018 - March 2019 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2017 - May 2018 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2017 - May 2018 · 9 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.