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TL

Timothy Lucio

7 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
570 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$616.5M

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.35%
$500K - $1.0M1.25%
$1M+1.00%

Fees may be negotiable at the sole discretion of the Advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1177 West Loop S, Suite 1825, Houston, TX, 77027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is an employee of Saxon Financial Group, a support company/DBA, since 2018. He dedicates full-time hours to financial planning, investments, trading, and operations support.

Employment History
Current Registrations
Saxon Financial Group
February 2021 - Present · 5 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2019 - April 2021 · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
September 2018 - April 2021 · 2 yrs 7 mos
AXA Advisors, LLCBroker
December 2017 - February 2018 · 2 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.