ES
CFP
ES
CFP

Eric Schwartz

5 Years of Experience
Areas of Practice
Retirement PlanningInvestment ManagementFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
1,396 clients
Average Client Portfolio
$94K average
Assets Under Management
$130.6M

Fee Structure

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Location

41 E 11th Street, 11th Floor, New York, NY, 10003

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Retirable
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Hornor, Townsend & Kent, LLCBroker
December 2021 - February 2023 · 1 yr 2 mos
Kestra Advisory Services, LLC
February 2020 - July 2021 · 1 yr 5 mos
Kestra Investment Services, LLCBroker
February 2020 - July 2021 · 1 yr 5 mos
MML Investors Services, LLCBroker
September 2019 - January 2020 · 4 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.