Lisa Ward is a CFP-designated registered investment advisor at Plumb Financial, based in Arlington, TX, with 7 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 42 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.65% |
| $3.0M - $5.0M | 0.55% |
| $5M+ | 0.55% |
Fees are non-negotiable. These fees are exclusive of the platform fees charged by AssetMark.
Fee Estimator
Location
1905 Ascension Blvd., Arlington, TX, 76006
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is an insurance agent with Plumb Financial LLC since May 2025, focusing on fixed insurance products. She dedicates a few hours per week to marketing, selling, and servicing life insurance, fixed annuities, health insurance, long-term care, and disability insurance, receiving commission-based compensation.
Employment History
Current Registrations
Plumb Financial
Previous Registrations
Chappelwood Financial Services
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.