Plumb Financial is a registered investment advisor based in Arlington, Texas, founded by Lisa Ward. Plumb Financial provides personalized investment management and financial planning services to individuals, trusts, estates, and businesses. The firm tailors its services through a discovery process, analyzing client risk tolerance, goals, and time horizons. Plumb Financial partners with third-party asset platforms, such as AssetMark, to offer model portfolios consisting of mutual funds, exchange-traded funds, and individual stocks and bonds. In addition to investment management, Plumb Financial offers comprehensive financial planning and non-managed advisory services covering retirement, tax strategies, cash flow management, estate planning, and insurance analysis. Plumb Financial works with clients on a non-discretionary basis, meaning clients retain final authority over all investment decisions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.65% |
| $3.0M - $5.0M | 0.55% |
| $5M+ | 0.55% |
Asset-based fees are non-negotiable and do not include third-party platform provider fees.