Michael Soto is a registered investment advisor, based in St Cloud, MN, with 7 years of industry experience.
Location
400 1st Street South STE 300, St Cloud, MN, 56301
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael works as a test proctor for Morris and McDaniel, Inc., an HR resource consulting firm, since 2018. He dedicates a few hours per week to setting up and administering exams for police and fire departments.
Employment History
Current Registrations
Cetera Investment Services LLC
Cetera Financial Specialists LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Cetera Investment Services LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Empower Advisory Group, LLC
Empower Financial Services, INC.Broker
Prudential Investment Management Services LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.