Franco Herrera is a registered investment advisor, based in Highland Park, IL, with 7 years of industry experience.
Location
600 Central Ave, Suite 293, Highland Park, IL, 60035
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Franco is involved with GWM Partners Holdings, LLC, a DBA company that pays for office space expenses. This non-investment related activity requires minimal time.
Employment History
Current Registrations
First Southern, LLCBroker
February 2025 - Present · 1 yr 2 mos
Precise Investment Management, INC.
December 2024 - Present · 1 yr 4 mos
Insight Securities, INC.
January 2019 - Present · 7 yrs 3 mos
Insight Securities, INC.Broker
January 2019 - Present · 7 yrs 3 mos
Previous Registrations
Private Portfolio, INC.Broker
February 2024 - May 2024 · 3 mos
State Registrations4 states
FLMANYWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.