Richard Gruber is a CFP-designated registered investment advisor, based in Lakeland, FL, with 8 years of industry experience.
Location
4828 S Florida Ave, Lakeland, FL, 33813
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
June 2020 - Present · 5 yrs 11 mos
Truist Advisory Services, INC.
June 2020 - Present · 5 yrs 11 mos
Truist Investment Services, INC.Broker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Morgan Stanley
November 2018 - February 2020 · 1 yr 3 mos
Morgan StanleyBroker
October 2018 - February 2020 · 1 yr 4 mos
Vanguard Marketing CorporationBroker
August 2017 - August 2018 · 1 yr
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.