BS
BS

Brian Stringer

7 Years of Experience
Brea, CA
Broker

Brian Stringer is a registered investment advisor at Morgan Stanley, based in Brea, CA, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Ten Pointe Drive, Suite 400, Brea, CA, 92821

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Brian collects and sells baseball cards, purchasing boxes every 3-4 weeks and selling a small percentage. He spends a few hours per week on this activity.

Employment History
Current Registrations
Morgan Stanley
April 2022 - Present · 4 yrs 1 mo
Morgan StanleyBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
November 2018 - April 2022 · 3 yrs 5 mos
UBS Financial Services INC.Broker
August 2018 - April 2022 · 3 yrs 8 mos
State Registrations28 states
AZCACODCFLGAHIIDINKSMAMDMEMINCNJNMNVNYORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.