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Richard Canlas

8 Years of Experience
Spring, TX
Broker

Richard Canlas is a registered investment advisor at Cetera Investment Advisers LLC, based in Spring, TX, with 8 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Spring, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard owns CanCo Investments (real estate) since 2005 and a rental property since 2020, dedicating minimal time to each. He also owns a law firm where he works as an attorney, taking nearly full-time hours, and administers an estate, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
February 2020 - June 2021 · 1 yr 4 mos
Voya Financial Advisors, INC.Broker
February 2018 - June 2021 · 3 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Canlas - Financial Advisor | TrueAdvisor