Kevin Bates
Kevin Bates is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Boise, ID, with 8 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
800 West Main Street, Suite 1260 (12th Floor), Boise, ID, 83702
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin is a member of Rising Tide, LLC, which owns commercial real estate, and is involved with the Treasure Valley CFO Forum as a member and event planning committee member. He also serves as a board member for the Wassmuth Center for Human Rights and Treasure Valley CFO Forum, Inc, and is on the finance committee for Hillcrest Country Club, dedicating minimal time to each activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations19 states
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