Nicholas Kruse is a CFP-designated registered investment advisor, based in Dubuque, IA, with 8 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas works as a registered representative at Honkamp Kruger Financial Services, focusing on investments. This activity takes up nearly all of Nicholas's time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 1 yr
Avantax Planning Partners, INC.
April 2018 - Present · 8 yrs 5 mos
Previous Registrations
Avantax Investment Services, INC.Broker
September 2020 - September 2025 · 5 yrs
Proequities, INC.Broker
February 2018 - September 2020 · 2 yrs 7 mos
State Registrations12 states
AZCOIAILINMNMONDNESDTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.