Jose Alvarez is a registered investment advisor at LPL Financial LLC, based in Naples, FL, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1035 Crosspointe Dr, Naples, FL, 34110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jose operates his LPL business through Suncoast Investment Services and uses Private Wealth Advisory LLC for tax/investment purposes. He also tutors for FINRA licenses through Wyzant and is an adjunct professor at Ave Maria University, dedicating minimal time to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Nylife Securities LLCBroker
Morgan StanleyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.