AC
AC

Aaron Joseph Cavazos

8 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
5579 advisors
Number of Clients
507,212 clients
Average Client Portfolio
$855K average
Assets Under Management
$433.8B

Fee Structure

Minimum Investment:$5K
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Location

13137 University Ave, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a Board of Adjustment Member for the City of Urbandale, Iowa, since 2021. He spends a few hours per week on this activity, with minimal time during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2018 - Present · 8 yrs 1 mo
Raymond James & Associates, INC.
November 2017 - Present · 8 yrs 3 mos
Raymond James & Associates, INC.Broker
November 2017 - Present · 8 yrs 3 mos
State Registrations29 states
AKALAZCACOCTDCFLGAIAILINKSKYLAMDMNMONCNJNYOHOKORSDTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.