Benjamin Sloves

Prospera Financial Services, INC.

7 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Prospera Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

275 advisors

Number of Clients

15,632 clients

Average Client Portfolio

$628K average

Assets Under Management

$9.8B

Fee Structure

Minimum Investment:None

Location

120 Country Club, Unit 7, Incline Village, NV, 89451

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Benjamin owns Ben Sloves Clothing and Shoe Wholesale, dedicating minimal time to it. He also owns an online real estate data startup, Sytes, but spends no time on it.

Employment History

Current Registrations

Prospera Financial Services, INC.Broker

October 2020 - Present · 5 yrs 4 mos

Prospera Financial Services, INC.

October 2020 - Present · 5 yrs 4 mos

Previous Registrations

Morgan Stanley

February 2019 - October 2020 · 1 yr 8 mos

Morgan StanleyBroker

November 2018 - October 2020 · 1 yr 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.