Johnny Ortega is a registered investment advisor, based in Fort Worth, TX, with 7 years of industry experience.
Location
Fort Worth, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
March 2026 - Present · 2 mos
Transamerica Investors Securities, LLC
March 2026 - Present · 2 mos
Transamerica Investors Securities, LLCBroker
March 2026 - Present · 2 mos
Previous Registrations
Fisher Investments
July 2024 - February 2026 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
November 2022 - May 2024 · 1 yr 6 mos
J.P. Morgan Securities LLC
November 2022 - May 2024 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2022 - July 2022 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2022 - July 2022 · 2 mos
Charles Schwab & CO., INC.
January 2022 - March 2022 · 2 mos
Charles Schwab & CO., INC.Broker
January 2022 - March 2022 · 2 mos
TD Ameritrade Investment Management, LLC
October 2018 - March 2022 · 3 yrs 5 mos
TD Ameritrade, INC.
October 2018 - March 2022 · 3 yrs 5 mos
TD Ameritrade, INC.Broker
November 2017 - March 2022 · 4 yrs 4 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.