Richard Martin is a CFP-designated registered investment advisor, based in Fridley, MN, with 7 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7362 University Ave, Suite 202, Fridley, MN, 55432
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard operates under the DBA Financial LifeLab, Inc. offering financial services, dedicating nearly full-time hours to this endeavor. He is also an Investment Advisor Representative with Sigma Planning Corporation and provides notary services on an as-needed basis, and is a salaried employee of Financial LifeLab, Inc. dedicating about a quarter of his time.
Employment History
Current Registrations
Parkland Securities, LLCBroker
Spc
Previous Registrations
American Funds Distributors, INC.
American Funds Distributors, INC.Broker
USAA Financial Advisors, INC.Broker
USAA Investment Management Company
Edward Jones
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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