Matthew Serrano is a CFP-designated registered investment advisor, based in Minneapolis, MN, with 7 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7900 Xerxes Ave. S, Ste 500, Minneapolis, MN, 55431-1120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Matthew volunteers as a financial coach for young adults through 3rd Decade and for recent widows through Wings for Widows. These pro bono activities aim to improve financial literacy and circumstances and require minimal time.
Employment History
Current Registrations
Capital Management Associates INC
Capital Management Securities, INC.Broker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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