Carrie Brumbaugh
Carrie Brumbaugh is a registered investment advisor at Victory Wealth Services, LLC, based in Prescott, AZ, with 7 years of industry experience. Carrie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 163 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual fee may be negotiable.
Fee Estimator
Location
3741 Karicio Lane, Suite 2, Prescott, AZ, 86303
Get directionsHistory
Regulatory History (1)
Financial
March 2017Other Business Activities
Carrie is involved in several outside business activities. She creates and sells craft items through Covert Creative LLC, serves as Executive Director for Miss Yavapai County Scholarship Organization, and assists with HR, AR, and AP for EMP Sales, dedicating about 10-20% of her time across these activities.
Employment History
Current Registrations
Victory Wealth Services, LLC
Previous Registrations
Robinhood Financial, LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.