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Brian Dobbins

Ameriprise Financial Services, LLC
54 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Brian Dobbins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 54 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6909 E Greenway Pkwy, Ste 245, Scottsdale, AZ, 85254-2173

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian owns two properties: one at 2525 W Carefree HWY Unit #164 in Phoenix, AZ, dedicating about 10-20% of his time, and another at 11458 E. Caribbean Ln in Scottsdale, AZ, since 2007, requiring minimal time. The second property is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2009 - Present · 17 yrs 1 mo
Ameriprise Financial Services, LLCBroker
March 1973 - Present · 53 yrs 7 mos
Ameriprise Financial Services, LLC
March 1973 - Present · 53 yrs 7 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1973 - July 2006 · 33 yrs 4 mos
Ids Financial Services INC.Broker
March 1973 - December 1986 · 13 yrs 9 mos
First Investors CorporationBroker
November 1970 - January 1972 · 1 yr 2 mos
State Registrations33 states
AKAZCACOCTDCFLGAHIIAIDILINKSLAMIMNMSMTNCNJNMNVNYOHORPASCSDTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Brian Dobbins - Financial Advisor | TrueAdvisor