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Brian Dobbins

54 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Brian Dobbins is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 54 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6909 E Greenway Pkwy, Ste 245, Scottsdale, AZ, 85254-2173

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History

Regulatory History (1)
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Customer Dispute
February 2009
Denied
Other Business Activities

Brian owns two properties: one at 2525 W Carefree HWY Unit #164 in Phoenix, AZ, dedicating about 10-20% of his time, and another at 11458 E. Caribbean Ln in Scottsdale, AZ, since 2007, requiring minimal time. The second property is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
March 1973 - Present · 53 yrs 6 mos
Ameriprise Financial Services, LLCBroker
March 1973 - Present · 53 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 1973 - July 2006 · 33 yrs 4 mos
Ids Financial Services INC.Broker
March 1973 - December 1986 · 13 yrs 9 mos
First Investors CorporationBroker
November 1970 - January 1972 · 1 yr 2 mos
State Registrations33 states
AKAZCACOCTDCFLGAHIIAIDILINKSLAMIMNMSMTNCNJNMNVNYOHORPASCSDTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.